13 Jan

Senior Municipal Finance Compliance Officer Jobs Vacancy in Ubs Weehawken

Position
Senior Municipal Finance Compliance Officer
Company
Ubs
Location
Weehawken NJ
Opening
13 Jan, 2018 30+ days ago

Ubs Weehawken urgently required following position for Senior Municipal Finance Compliance Officer. Please read this job advertisement carefully before apply. There are some qualifications, experience and skills requirement that the employers require. Does your career history fit these requirements? Ensure you understand the role you are applying for and that it is suited to your skills and qualifications.

Follow the online directions, complete all the necessary fields, and provide all relevant information so your application is submitted correctly. When you click the 'Apply this Job' button (open in new window) you will be taken to the online application form. Here you will be asked to provide personal and contact details, respond to employment-related questions, and show how you meet the key selection criteria.

Senior Municipal Finance Compliance Officer Jobs Vacancy in Ubs Weehawken Jobs Details:

Are you someone who can make decisions and act quickly? Do you enjoy working closely with the business? Do you know how to maintain independence and objectivity?

We are looking for someone like you to:
provide advice to the municipal bankers and underwriters on topics such as the municipal advisor rules, due diligence requirements, RFPs, supervision

participate on capital commitment and other committees

educate the firm on regulatory developments and new rules relating to municipal securities

review current business practices against regulatory and firm requirements to ensure that discrepancies are proactively identified and addressed

draft and update policies and procedures relating to municipal underwriting business
assist in responding to regulatory exams and inquiries
You will be working with the Wealth Management Americas Products and Trading team in Compliance. We are responsible for advising on several products, including taxable and municipal securities, equities, options, futures and structured products. The role will be located in Weehawken and New York City.

You have:
at least 15 years of experience with municipal finance

at least a bachelor's degree

JD a plus

working knowledge of Word and Excel

Series 7, 63/66, 53 a plus

You are:
able to make time sensitive decisions regarding municipal underwriting questions

capable of completing tasks with very tight deadlines, while also delivering on long term projects

willing to present regulatory developments to senior management and internal stakeholders

extremely organized
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in almost 900 offices and more than 50 countries. Do you want to be one of us?
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Why UBS? Video
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.


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