13 Jan

Program Oversight Specialist Jobs Vacancy in Bank America Charlotte

Position
Program Oversight Specialist
Company
Bank America
Location
Charlotte NC
Opening
13 Jan, 2018 30+ days ago

Bank America Charlotte urgently required following position for Program Oversight Specialist. Please read this job advertisement carefully before apply. There are some qualifications, experience and skills requirement that the employers require. Does your career history fit these requirements? Ensure you understand the role you are applying for and that it is suited to your skills and qualifications.

Follow the online directions, complete all the necessary fields, and provide all relevant information so your application is submitted correctly. When you click the 'Apply this Job' button (open in new window) you will be taken to the online application form. Here you will be asked to provide personal and contact details, respond to employment-related questions, and show how you meet the key selection criteria.

Program Oversight Specialist Jobs Vacancy in Bank America Charlotte Jobs Details:

Job Description:

The Compliance Program Oversight Specialist is responsible for participating in quality control reviews, under the direction of Compliance Program Oversight Executives and Managers, as defined in the Quality Control ("QC") Strategy. The Compliance Program Oversight Specialist supports the Compliance Program Oversight team in conducting end-to-end quality control reviews of the Compliance Risk Management (CRM) function to evaluate the execution of the Global Compliance Enterprise Policy requirements. The Specialists assists in reviewing the integration of all elements of the Policy, span of coverage, completeness and quality of execution and the implementation of an adequate control environment, defined as follows:

  • Identification of processes and related risks and controls

  • Determination of applicable regulatory requirements related to activities

  • Adoption of processes and controls to comply with applicable laws, rules and regulations and their impact on relevant processes

  • Implementation and active management of procedures and controls to reflect policy requirements

  • Measurement, monitoring and reporting on the effectiveness of the control environment

  • Oversight of the mitigation of risks and remediation control gaps

Additional responsibilities include:

  • Participate in periodic reviews across Global Compliance and drive the publication of findings to promote consistent and effective execution of the Global Compliance Enterprise Policy and CRM Program

  • Create high quality reports and summaries of issues, mitigation plans and ensure appropriate escalations are delivered and approved

  • Understand Policy requirements, key performance drivers, business trends, and regulatory changes that define successful compliance risk management to a program oversight team

  • Contribute to QC reviews in accordance with the quality control Review Program procedures and Annual QC Plan

  • Gather data to formulate observations, findings and overall review ratings based on analysis and aggregation of QC Test Script results

  • Create QC review deliverables as prescribed by internal processes and procedures

  • Produce supporting documentation (e.g. work papers) for review by Corporate Audit and External Examiners

Shift:

1st shift (United States of America)

Hours Per Week:

40


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